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Employee Advisor |
On-Premises Independent |
Independent Advisor |
Professional Referring Partner |
Model Overview
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Through Nationwide’s affiliate Nationwide Planning Associates, we offer the benefits of working with a firm while having full ownership of your business. At any time an employee advisor has the opportunity to transition to an independent model. |
Advisors can build and customize their business according to their needs and requirements. We provide you with a fully-outfitted, turn-key office space. You can the further customize your platform by electing additional services, support and software from a pay-as-you-go, ala carte menu. |
Advisors have the opportunity to operate as an independent contractor, while Nationwide supports your technology, back-office, and infrastructure support. |
Attorneys and Accountants can earn fees by referring clients to our financial advisors who will partner with you to provide objective investment advice and counseling. |
Product & Services
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- Open architecture for:
Mutual funds, ETFs, closed-End Funds, equities, and variable annuities
- Insurance
- Fixed Income Desk
- Alternative Investments/REITs
- Fee-based advisory and managed accounts
- Cash management
- Banking
- Lending
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- Open architecture for:
Mutual funds, ETFs, closed-End Funds, equities, and variable annuities
- Insurance
- Fixed Income Desk
- Alternative Investments/REITs
- Fee-based advisory and managed accounts
- Cash management
- Banking
- Lending
|
- Open architecture for:
Mutual funds, ETFs, closed-End Funds, equities, and variable annuities
- Insurance
- Fixed Income Desk
- Alternative Investments/REITs
- Fee-based advisory and managed accounts
- Cash management
- Banking
- Lending
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An extensive array of non-proprietary products and services so advisors have the freedom to offer appropriate solutions for your clients. |
Technology Package (link)
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- Pershing’s NetX 360
- Customer Relationship Management Software
- Performance Management Reporting
- Financial Planning Programs
- Research and Investment Tools
- Client Account Aggregation
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- Pershing’s NetX 360
- Customer Relationship Management Software
- Performance Management Reporting
- Financial Planning Programs
- Research and Investment Tools
- Client Account Aggregation
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- Pershing’s NetX 360
- Customer Relationship Management Software
- Performance Management Reporting
- Financial Planning Programs
- Research and Investment Tools
- Client Account Aggregation
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Compensation
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- 45 – 65%
- 100% of insurance products through the grid
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- Up to 80%
- 100% of insurance products through the grid
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- Up to 90%
- 100% of insurance products through the grid
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Support Resources
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- Compliance
- Tech Support
- Marketing
- Trade Processing
- Training & Development
- Sales Support
- Investment Analysis & Financial Planning
- Client Service Support
- Transitioning
- Practice Management
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- Compliance
- Tech Support
- Marketing
- Trade Processing
- Training & Development
- Sales Support
- Investment Analysis & Financial Planning
- Client Service Support
- Transitioning
- Practice Management
|
- Compliance
- Tech Support
- Marketing
- Trade Processing
- Training & Development
- Sales Support
- Investment Analysis & Financial Planning
- Client Service Support
- Transitioning
- Practice Management
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Benefits
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A full package including:
- Medical, Dental, Life, and DI insurance
- FICA
- FUTA/SUTA
- 401K Match
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Location/Office
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- Fully outfitted office space
- No rent, utilities, or stationary/office supplies expense
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Managed office space |
You decide where you want to establish your business |
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